85% of investment adviser compliance officers now name AI their top compliance concern →

Your AI can't say anything your compliance team didn't approve.

Truebe forces AI to answer only from documents your firm has approved, and never lets it invent an answer. Use it to answer client questions, document policy responses, and carry out the actions you approve it to take — with a full audit trail behind every answer. Try it below.

What examiners want

The standard you'll be held toWhat Truebe does
Restrict the AI to a closed, validated set of your own documents.🔒 Answers come only from the documents you upload to generate a response.
A qualified human must assess AI output before anyone relies on it.✅ A person reviews every extracted answer and approves, edits, or rejects it before it's shown to a user.
Every answer must be traceable to its source, with a record of who approved it and when.📋 Every answer carries a source citation, a confidence score, and an audit log entry.
When the information is missing, say so.🚫 Questions outside the approved fact library get a structural refusal with related topics.
Vendor oversight must be ongoing, not a one-time review at onboarding.🛠️ Any answer can be pulled or corrected in the fact library instantly. Nothing regenerates on its own.
Firms must be able to produce documentation an examiner requests, on demand.🧪 The system cannot serve an unapproved answer. Ask the demo something outside its library and watch it decline.

Sources: SEC Regulation S-P; 2026 IMCT Survey (IAA/ACA Group/Yuter Compliance Consulting); Stanford RegLab methodology; FTC Operation AI Comply.